Strategy Council & Investment Policy
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Core Strategy Council Members
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Years of Combined Investment Experience
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Markets & Regions Under Review
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Formal Council Meetings Per Year
Strategic leadership at the core of Assets Glocalization Unicorn
The role of our Strategy Council & Investment Policy Committee
At Assets Glocalization Unicorn, every portfolio decision is anchored in a disciplined, transparent and repeatable
investment policy. The Strategy Council & Investment Policy Committee (“the Council”) sits at the
centre of this framework, providing clear direction on how we allocate capital, manage risk and respond
to changing markets.
This core group of seasoned investment professionals is responsible for setting the firm’s overarching investment views, approving strategic and tactical allocation themes and ensuring that each client portfolio faithfully reflects our best global research. Their mandate is simple but demanding: protect and grow client wealth in a responsible, consistent and well-governed way.
This core group of seasoned investment professionals is responsible for setting the firm’s overarching investment views, approving strategic and tactical allocation themes and ensuring that each client portfolio faithfully reflects our best global research. Their mandate is simple but demanding: protect and grow client wealth in a responsible, consistent and well-governed way.
What the Council oversees
Global macro and market outlooks- Strategic and tactical asset allocation policy
- Risk parameters and portfolio construction guidelines
- Alignment of investment policy with client objectives
A culture of accountable decision-making
Every policy decision is documented, debated and stress-tested. This ensures continuity over time,
reduces key-person dependency and gives our clients confidence that their portfolios are guided by a
robust, institutional-grade framework rather than short-term opinions.
Mandate
What the Strategy Council is responsible for
The Strategy Council brings structure and discipline to how we translate research into real-world
portfolios for private investors, institutions and business retirement plans.
Strategic Asset Allocation
The Council defines long-term target allocations across equity, fixed income, alternatives and cash,
calibrated for different risk profiles and time horizons. These strategic ranges guide portfolio
design for wealth-management, retirement and institutional mandates.
Tactical & Macro Positioning
Building on a top-down macro view, the Council may tilt portfolios within defined ranges when markets
become dislocated or new opportunities emerge. These tactical perspectives are shared across private,
retirement and institutional strategies where appropriate.
Risk Governance & Policy Oversight
The Council sets risk parameters, approves policy guidelines and coordinates closely with risk and
compliance teams. This structure helps ensure that every portfolio is managed within clearly defined
guardrails, with appropriate diversification and liquidity.
Framework
How investment policy becomes portfolio reality
Our investment policy process is built to be transparent, collaborative and repeatable across all
client types. While each portfolio is customised, the governance framework remains consistent:
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Step 1 — Research & Insights
Dedicated research teams analyse global macro trends, sector dynamics, company fundamentals and policy developments. Their findings are presented to the Council in a structured format.
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Step 2 — Council Deliberation
The Council debates scenarios, tests assumptions and reviews risk models. Differing views are encouraged, and every key decision is minuted for future reference.
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Step 3 — Policy & Implementation Guidance
Agreed views are codified into investment policy statements, strategic targets and preferred implementation tools. These are provided to portfolio management teams across Assets Glocalization Unicorn.
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Step 4 — Ongoing Review
The Council monitors market conditions, portfolio outcomes and client feedback. When needed, policy is refined to keep portfolios aligned with client objectives and prevailing conditions.
Client protection
Risk discipline behind every decision
Investment policy at Assets Glocalization Unicorn is not only about return potential. It is equally focused on
managing risk, liquidity and suitability for each client segment we serve.
Pre-trade
Allocation ranges, issuer limits, sector caps and liquidity rules are defined at the policy level,
helping to ensure that portfolios are constructed with clear risk guidelines from the outset.
Ongoing
Dedicated teams monitor portfolios for drift against policy, concentration risk and unintended
exposures. The Council receives regular reporting and can recommend portfolio repositioning when needed.
Oversight
The Council works closely with compliance, risk and operational teams to ensure that investment
policies are documented, auditable and consistently applied across our wealth, retirement and
institutional platforms.
Alignment
One policy framework, many client types
While each client engagement is personal, our Strategy Council ensures that every solution is grounded in
a common, high-quality investment discipline.
Private Investors & Families
Long-term capital growth, retirement income and wealth preservation are guided by risk-aware policy
ranges. The Council helps ensure that individual portfolios benefit from the same research and structure
used by larger institutional clients.
Institutions & Endowments
For institutional investors, the Council’s work underpins customised mandates that respect funding
requirements, liability structures and governance expectations, while still leveraging our global
research platform.
Business Retirement & 401(k) Plans
In the retirement space, policy guidelines inform default investment options, model portfolios and
investment line-ups, helping employers provide employees with appropriately diversified, goal-aligned
solutions.
Learn more
See how our investment policy supports your objectives
Whether you are an individual investor, a family office, an institution or a business sponsoring a
retirement plan, our Strategy Council framework is designed to support clear, disciplined, client-first
decisions.
Discover how the work of our Strategy Council translates into clearer investment decisions, more
consistent portfolio behaviour and better alignment with your long-term goals. If you would like to
understand how our policy framework could apply to your specific situation, our team is ready to help.