Form CRS & Form ADV
Regulatory disclosures
Clear, accessible information about our services, fees, and conflicts
As a fiduciary, Assets Glocalization Unicorn provides regulators and clients with standardized brochures that explain what we do,
how we are paid, material conflicts of interest, and our duty of care. Review our current Form CRS and
Form ADV (Parts 2A/2B) below, or request printed copies at no charge.
Fiduciary duty
Plain-language brochures
Conflicts & safeguards
Download Center
Current brochures
These documents outline our services, fees, conflicts, and professional background.
Form CRS — Client Relationship Summary
A concise, plain-language overview of our client relationships, services, fees, and conflicts.
What services we offer- How we are compensated
- Conflicts of interest & disclosures
Form ADV — Parts 2A & 2B
Our comprehensive brochures describing advisory services, fee schedules, methods of analysis, risks, disciplinary disclosures, and supervised personnel background.
- Firm Brochure (Part 2A)
- Brochure Supplement (Part 2B)
- Material changes & updates
Note: If any brochure link is unavailable, contact us for a copy. We will provide printed versions at no charge.
What’s inside
Services, fees, conflicts & standards of conduct
Our brochures are designed to help you compare advisory firms and ask informed questions. They describe
our services and strategies, how fees and expenses are assessed, where conflicts of interest may arise
(and how we mitigate them), and our fiduciary duty to act in your best interest.
- Scope of wealth & portfolio management services
- Compensation, billing method, and other costs
- Conflicts and how we address them
- Disciplinary history & supervisory oversight
At a glance
How we’re compensated & typical client costs
| Topic | Summary | Where to learn more |
|---|---|---|
| Advisory Fees | Generally asset-based (a % of assets under management); aligns interests in growing portfolios. | Form ADV Part 2A — “Fees and Compensation” |
| Other Costs | Custody, brokerage, fund expense ratios, and transaction costs may apply, depending on implementation. | Form ADV Part 2A — “Brokerage Practices” |
| Conflicts | Certain practices can create conflicts; we describe them and our policies to mitigate and monitor. | Form CRS; Form ADV Part 2A — “Code of Ethics, Participation or Interest in Client Transactions” |
| Standard of Conduct | We act as a fiduciary for advisory clients — putting your interests ahead of our own. | Form CRS; Form ADV Part 2A — “Advisory Business” |
| Disciplinary History | Any required disclosures regarding the firm or supervised persons appear in our brochures. | Form CRS; Form ADV Part 2A/2B — “Disciplinary Information” |
This table is a simplified overview and does not replace the complete brochures.
Questions
Form CRS & Form ADV FAQs
Form CRS is a brief summary for retail investors. Form ADV Parts 2A/2B are detailed brochures covering our services,
fees, conflicts, risks, and supervised persons’ backgrounds.
We update when material changes occur and at least annually. The “Material Changes” section outlines recent updates.
Absolutely. We provide printed copies at no charge. Contact us and we’ll mail or email them promptly.
Explore our Wealth Management, Portfolio Management, and Business 401(k) Services pages,
or request a conversation with an advisor.
Need help understanding the brochures?
Our team can walk you through any section, from services and fees to conflicts and oversight.